Terms of Business

For Clients of Raymond James

The Terms of Business describe the way that we do business with you, our client. It sets out your rights and our obligations to you, and also our rights and your obligations to us. It also sets out the role and responsibilities of the firm that will hold your investments, and your obligations to that firm. If you have any questions about it, please speak to your Raymond James Wealth Manager.

To read or to download this, please click the button below:

Raymond James Terms of Business

For Clients of firms who make use of the Raymond James Investment Management Platform

The Terms of Business describe the way that we do business with you, our client. It sets out your rights and our obligations to you, and also our rights and your obligations to us. It also sets out the role and responsibilities of the firm that will hold your investments, and your obligations to that firm. If you have any questions about it, please speak to your Financial Intermediary.

To read or to download this, please click the button below:

Investment Management Platform Terms of Business

If you are not sure which Terms of Business applies to you, please call your Wealth Manager, Financial Intermediary or, if you are unable to get hold of them, you can call our Client Support team on 020 3798 3500.

Back to Important Information