07/01/2026
Raymond James Investment Services is pleased to confirm that the Voluntary Requirement agreed with the Financial Conduct Authority (FCA) in August 2023 has now been lifted in full. This follows constructive engagement and close collaboration with the regulator. It also reinforces our ongoing commitment to the highest standards of regulatory compliance and client care.
As we look ahead, our priority remains delivering excellent service to our clients, supporting our wealth management professionals and driving sustainable, long‑term growth. We thank our clients and partners for their continued trust and support as we move forward with full momentum.
Notes to the Editors
About Raymond James Investment Services Limited (Raymond James)
Raymond James Investment Services has been offering trusted advice and personalised wealth management solutions in the UK since 2001. Our parent company, Raymond James Financial, Inc. has been doing the same in the US for over six decades.
We provide tailored investment management and financial advice to individuals and their families. We also provide investment management services to charities. As part of the core Private Client Group of Raymond James Financial, we benefit from the size and scope of a well-established, profitable and diversified financial services firm.
See raymondjames.uk.com for further information.
Raymond James Investment Services is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority. Its Registered Office is at Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY Registered in England and Wales No. 3779657.
About Raymond James Raymond James Ltd., the Canadian arm of Raymond James Financial, Inc.
(NYSE: RJF), is Canada’s largest independent financial services firm, providing comprehensive wealth management and capital markets services to individuals and institutions for 25 years. With C$100 billion in assets under administration, more than 520 independent advisors and 2,000 associates across 170 branches and offices, we are dedicated to putting clients first, thinking long-term, acting with integrity, and valuing independence. Committed to community accountability, we raised $1.5 million for 525 charities in 2025 and have donated over C$13 million since establishing the Raymond James Canada Foundation in 2012. For more information, please visit www.raymondjames.ca.
About Raymond James Wealth Management Group (RJWMG)
RJWMG comprises Raymond James Investment Services and Raymond James Wealth Management. Assets under management and administration (AUMA) of the combined UK wealth management group stands at £50.7bn*. RJWMG is part of the wider Raymond James Group – a US-based international financial services powerhouse with over $1.7 trillion assets under management.
*as at 31 December 2025
